Opening Statements and Closing Arguments

Posted: - February 20, 2009
OPENING STATEMENTS AND CLOSING ARGUMENTS
EFFECTIVE ADVOCACY AND
SPECIAL ISSUES
 
 
EVIDENCE ON PARADE
THE LOUISIANA JUDICIAL COLLEGE
AND
THE LOUISIANA STATE BAR ASSOCIATION
NEW ORLEANS
 
 
FEBRUARY 20, 2009
 
 
 
SCOTT J. CRICHTON
JUDGE, FIRST JUDICIAL DISTRICT COURT
501 TEXAS STREET, SUITE 300-D
SHREVEPORT, LA  71101
PHONE:  (318) 226-6818
FAX:  (318) 429-7604
jcrichton@firstjdcla.org


I.  OPENING STATEMENTS
 
Civil:  No statutory authority; the law has developed jurisprudentially
 
Criminal:  C.Cr.P. arts. 766-770 plus jurisprudence
 
Art. 766: The opening statement of the state shall explain the nature of the charge, and set forth, in general terms, the nature of the evidence by which the state expects to prove the charge.
 
Art. 767: The state shall not, in the opening statement, advert in any way to a confession or inculpatory statement made by the defendant unless the statement has been previously ruled admissible in the case.
 
Art. 769: Evidence not fairly within the scope of the opening statement of the state shall not be admitted in evidence.
If the state offers evidence that was inadvertently and in good faith omitted from the opening statement, the court, in its discretion may admit the evidence if it finds that the defendant is not taken by surprise or prejudiced in the preparation of his defense.
 
Art. 770: Prejudicial remarks; basis of mistrial
Upon motion of a defendant, a mistrial shall be ordered when a remark or comment, made within the hearing of the jury by the judge, district attorney, or a court official, during the trial or in argument, refers directly or indirectly to:
(1)  Race, religion, color or national origin, if the remark or comment is not material and relevant and might create prejudice against the defendant in the mind of the jury;
(2)  Another crime committed or alleged to have been committed by the defendant as to which evidence is not admissible;
(3)  The failure of the defendant to testify in his own defense; or
(4)  The refusal of the judge to direct a verdict.
An admonition to the jury to disregard the remark or comment shall not be sufficient to prevent a mistrial.  If the defendant, however, requests that only an admonition be given, the court shall admonish the jury to disregard the remark or comment but shall not declare a mistrial.
 
A.    IN GENERAL
    TO THE ADVOCATE:
 
    The importance of an opening statement cannot be underestimated.  If you are unprepared, incoherent, cold, aloof, or if you appear disinterested, it can be devastating to your case.
 
    It is your opportunity to tell the jury about the case.  Many jurors establish a tendency toward the case at that point.  It should never be waived as it then appears that you don’t care.  However, be careful and precise in what you say – the credibility that you have established during your voir dire continues to be at stake!
 
B.    SUGGESTIONS FOR OPENING STATEMENTS
 
    1.  Prepare an outline or checklist from which to refer but do not read;
 
    2.  Stand before a podium and microphone;
 
    3.  To the extent possible, tell a story;
 
    4.  Be coherent, clear and maintain continuity;
 
    5.  Be confident and positive.  Consider the phrase “the evidence will show”; not     “we anticipate the evidence will show”.  Be confident, yet humble;
 
    6.  Explain and define any terminology which will necessarily be a part of your     case;
 
    7.  Slight repetition may be appropriate.  Remember, you have been working on     the case for a considerable time and you have intimate knowledge of the facts and     evidence.  This is the jury’s first knowledge of it;
 
    8.  Capitalize on the credibility that you have hopefully established during voir     dire; eg, “I’ve done my very best to outline what I believe the case will be, but     keep in mind you should rely on the evidence presented in court…”
 
    9.  If the facts and evidence are even slightly complex, use powerpoint after     obtaining permission from the court;
 
    10. While remaining within the legal parameters of an opening statement (not     opening argument) try to arouse the jurors’ emotions;
    
    11. All cases have weak points – expose at least the obvious weak points of your     case so that they are minimized.  To that extent, “steal the thunder” of the     opposing counsel;
 
    12. Never use legalese;
 
    13. be assertive, forceful; yet be courteous to opposing counsel and, of course, the     judge (but never patronize either).
 
C.    SPECIFIC ISSUES IN OPENING STATEMENTS
 
    1.  statement, not argument;
 
    2.  plaintiff/D.A. covering the evidence;
 
D.    CASES
 
    State v. Smith, 740 So.2d 675 (2 Cir. 1999)
 
    In opening statements of a capital murder trial the prosecutor stated:
 
You can lack the integrity and lack the courage and you cannot do what justice will demand your duty is, to tell this killer that you and other people like you who do what you did here get the death sentence; or, or, six months later they’ll say, “He’d be in jail”.  Who is Mr. Smith?
 
    The defendant then made a motion for mistrial, arguing that the prosecutor’s entire opening statement was nothing more than an appeal to passion, prejudice and sympathy and was an effort to make the jurors feel guilty if they did not vote to convict.  The motion was denied.
 
    Considering the admonition provided by the court following the contemporaneous defense objection, the Court of Appeal concluded that the prosecutor’s comments did not rise to the level of preventing a fair trial.  “The trial judge’s admonitions cured any potential prejudice.”
    
    Graves v. Riverwood Intern Corp., 949 So.2d 576 (2 Cir. 2007)
 
    During the opening statements of this wrongful death jury trial, plaintiff counsel stated:
 
He [Walter Graves] died of malignant mesothelioma caused by asbestos exposure.  At the close of the case on behalf of Walter, I will ask you to use your power as jurors in this case to hold Olin Corporation responsible for his death.
 
There was no contemporaneous objection to these remarks by defendant’s attorney.
 
    Besides the issue of lack of contemporaneous objection, the court found no prejudice in this statement.  Furthermore, the jury instructions clearly advised that “statements and arguments made by the attorneys are not evidence…”
 
* * *
 
To listen to then ADA Scott Crichton’s 1990 opening statement in a capital murder case go the judgescottcrichton.com and click on tab located on left side “Code Opening”.
 
II.  CLOSING ARGUMENTS
 
Civil:  No statutory authority; the law has developed jurisprudentially
 
Criminal:  C.Cr.P. arts. 766-770 plus jurisprudence
 
A.      IN GENERAL
    TO THE ADVOCATE:
 
    More likely than not, the jurors have at least an inclination as to what their verdict will be in the ordinary case.  However, in the “close case” argument can well make the difference.
 
    Generally, wide latitude is accorded to counsel during closing arguments.  As a lawyer for ten years, this writer has defended an objection during closing by stating, “your honor, these are closing arguments and the law affords latitude.  As a judge, this writer has overruled objections on the same basis.
 
B.    SUGGESTIONS FOR CLOSING ARGUMENTS
 
    1.  Prepare exhibits prior to closing arguments – don’t fumble;
 
    2.  Use a blackboard, “flip” sheets marked during each witness’ testimony, or     power point;
 
    3.  Be prepared (again, with an outline) forceful, confident;
 
    4.  Tell the jurors what you want – A good example is to enlarge the jury verdict     form and take the jurors through it;
 
    5.  Plaintiff counsel may briefly explain why he gets rebuttal, that he has the     burden of proof; defense counsel may want to advise that he will not have the     opportunity to talk again.  “The law does not allow me to respond…”  “I would if     I could but I can’t…”;
 
    6.  Summarize the facts and your theory while integrating it with the applicable     law; you may read applicable jury instruction.  “I anticipate the judge will read     this (applicable) law…But, don’t quote any case law or any rule of law not in     the jury charge;
 
    7.  Capture and maintain their attention.  Move with continuity through the     evidence using key phrases that are helpful to your case;
 
    8.  Use appropriate demonstrations, if necessary;
 
    9.  The defense counsel should hammer the fact that plaintiff’s counsel has the     burden of proof and irrespective of natural sympathy they may be inclined to feel     – that justice requires the verdict you have suggested.  As appropriate, be stirring,     passionate, forceful and positive;
 
    10. Contemporaneously object to your opponent’s closing only if it is necessary     from a strategic or legal perspective;
 
    11. Don’t express personal opinion;
 
    12. Don’t let your zeal result in inflammatory comments;
    
    13. Don’t go outside the record;
 
    14. Don’t be too lengthy;
 
    15. Don’t substitute jurors in the case as if they were a party or participant     (Golden Rule argument);
    
    16. Don’t overstate your case or disregard evidence; remember your credibility     remains at stake.
 
C.    SPECIFIC ISSUE IN CLOSING ARGUMENTS
    [See Appendix – C.M. Thomas (printed with authorization)]
 
D.    CASES
    
    1.  Brietenbach v. Stroud, 959 So. 2d 926 (1 Cir 2007);
 
    Court noted the test to determine whether statement is prejudicial or inflammatory is if it is unreasonable or unfair "in the eyes of the law."
 
    2.  State v. Williams 866 So.2d 1003 (5 Cir 2004);
 
    Defendant argued that prosecutor’s comments that his case was “thrown together” at the last minute were immaterial and improper. While the Court noted that personal attacks were not within the scope of a closing argument, it held that the statements did not rise to a level to warrant a mistrial. The Court cited jurisprudence which allows prosecutors great latitude in their closing argument.  Moreover, a conviction will not be overturned unless the Court is convinced that the jury “was influenced by the remarks and that they contributed to the verdict.”
 
 
 
    3.  Sparacello v. Andrews, 501 So.2d 269 (La.App. 1 Cir. 1986);
 
              Court should not allow counsel to argue inappropriate law.
 
    4.  Temple v. Liberty Mutual, 316 So.2d 783 (La. App. 1 Cir. 1975);
 
    Example of argument deemed too zealous on issue of damage:  “Insurance company was cruel, heartless, shoddy, shameful and disgusting in the way it treated the widow, forcing her to trial”.
 
    5.  Morgan v. Liberty Mutual, 323 So.2d 855 (4 Cir, 1985);
 
    Plaintiff’s inflammatory argument equating defendant’s conduct with criminality and suggesting that the jury would be executioners if they returned a low verdict was error.
 
    6.  Guidry v. Boston Old Colony Ins. Co., 540 So.2d 543 (3 Cir. 1989);
 
    No error in refusing plaintiff’s request to demonstrate 60-second time span.  The jury is familiar with that, and the trial court has discretion.
 
 
 
THE END

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